18-01718 | 11/12/2018 | Claimant(s): Federico Sanchez Claimant Lawyers(s): Alise Johnson Henry Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL
| | |
17-01245 | 12/14/2017 | Claimant(s): Marc Silverman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America., Geneos Wealth Management. Respondent Lawyers(s): Christina Heller, Michelle M. Atlas Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL
| | |
16-02781 | 07/20/2017 | Claimant(s): Patrick Dwyer Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Steven N. Ainbinder, Barry David Thorpe, Keith Robert Santillo Hearing Site: Miami, FL
| | |
15-03419 | 02/16/2017 | Claimant(s): Jose Patino Claimant Lawyers(s): Joseph S. Van de Bogart Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Barry David Thorpe, Mark A Bilawsky, Bernardo Hevia Hearing Site: Boca Raton, FL
| | |
16-01332 | 02/14/2017 | Claimant(s): Marc Silverman Claimant Lawyers(s): Carla B. Minckley Respondent(s): Securities America. Respondent Lawyers(s): Kevin J. Miller Arbitrator(s): Jonathan H. Parker, Kimberly A. Gilmour, Barry David Thorpe Hearing Site: Miami, FL
| | |
16-01979 | 02/03/2017 | Claimant(s): Veronica Lopez-Lopez Claimant Lawyers(s): Benjamin J . Biard Respondent(s): UBS International Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Jonathan H. Parker, Barry David Thorpe, Jeanne Charles Wood Hearing Site: Miami, FL
| | Expungement |
16-02082 | 02/01/2017 | Claimant(s): Nelson Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL
| | |
13-02100 | 01/17/2014 | Claimant(s): Philippe Rousseaux Claimant Lawyers(s): Joelle A. Simms Respondent(s): MetLife Securities Inc. Respondent Lawyers(s): Sheila Murphy Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL
| | |
12-00119 | 10/03/2013 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Mark J. Alonso Respondent(s): Otto Font Respondent Lawyers(s): Otto Francisco Font Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL
| | |
11-02772 | 08/13/2013 | Claimant(s): John Reeve Claimant Lawyers(s): Rodney K Vincent Respondent(s): Dennis Flanagan Respondent Lawyers(s): Aaron Resnick,Esq. Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL
| | |