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FINRA Awards for Los Angeles, CA

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Displaying 241-250 out of 830 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0278106/04/2020Claimant(s): Luis-Diego Quiroz
Claimant Lawyers(s): Michael Bessette
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
19-0313305/27/2020Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
19-0081505/11/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Lino Safieddine
Respondent Lawyers(s): Lino Safieddine
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
19-0089505/05/2020Claimant(s): Ramses Visher
Claimant Lawyers(s): Ramses David Visher
Respondent(s): AXA Advisors
Respondent Lawyers(s): Michael P. Bryant
Arbitrator(s): Elliott Finkel, Thomas R. Watkins, Elizabeth June Fehmel
Hearing Site: Los Angeles, CA
19-0317205/04/2020Claimant(s): Patrick Infante
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
19-0163904/17/2020Claimant(s): Steven Margulin
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Centaurus Financial., National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Michael West
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
19-0354904/17/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael Garris
Respondent Lawyers(s): Michael David Garris
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA
19-0276504/16/2020Claimant(s): Justin Pearce
Claimant Lawyers(s): Joshua Norton
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
19-0313204/09/2020Claimant(s): Barak Raviv
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Richard Maurice Robinson
Hearing Site: Los Angeles, CA
19-0270903/27/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Joshua Norton
Respondent(s): Xiangyu Zhang
Respondent Lawyers(s): Franklin Tzeng
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA

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