| 20-02902 | 07/19/2021 | Claimant(s): Robert Greulich
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Equitable Life Assurance Society of
Respondent Lawyers(s): Alvin H. Fenichel
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 20-03718 | 06/24/2021 | Claimant(s): Trevor Wurtzebach
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Theodore W. Wrobleski, Susanne J. Hollander, Scott Miller
Hearing Site: Chicago, IL
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| 20-02758 | 05/14/2021 | Claimant(s): Stephen Dissette
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WMA Securities.
Respondent Lawyers(s): Clive Slovin
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 20-02747 | 03/03/2021 | Claimant(s): Charles Sleezer
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 20-02773 | 12/15/2020 | Claimant(s): Ross Siegel
Claimant Lawyers(s): David I. Hantman
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 20-00746 | 09/29/2020 | Claimant(s): Edward Patzer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 19-03589 | 06/19/2020 | Claimant(s): Jacob Fitzgerald
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 15-03341 | 01/06/2020 | Claimant(s): Frank Eder
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Neuberger Berman Management LLC, Neuberger Berman Fixed Income, Neuberger Berman Group, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Theodore W. Wrobleski, P J Boylan, Susan L. Walker
Hearing Site: Chicago, IL
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| 18-00564 | 11/18/2019 | Claimant(s): Interactive Financial Advisors.
Claimant Lawyers(s): James L. Kopecky
Respondent(s): GWN Securities Inc.
Respondent Lawyers(s): Kathy Klock
Arbitrator(s): Theodore W. Wrobleski, Arne R. Rode, John Michael O'Toole
Hearing Site: Chicago, IL
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| 17-02746 | 06/04/2018 | Claimant(s): Jeffrey Mackevich
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David Hantman
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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