Potomac Analytics' Logo

FINRA Awards for Royal Alliance Associates.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-30 out of 42 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0032507/31/2019Claimant(s): Daryl Cole
Claimant Lawyers(s): Michael Bessette
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
18-0094102/14/2019Claimant(s): Roger Blythe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
18-0133101/28/2019Claimant(s): Roger Deal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Philip J. Glick
Hearing Site: Omaha, NE
17-0009610/21/2017Claimant(s): Steven Gilbert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates., Prime Capital Services.
Respondent Lawyers(s): Amy Napolitano, Ronald W. Sannicandro
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
15-0095802/02/2016Claimant(s): Richard Desman
Claimant Lawyers(s): Carolyn L. Dorazio
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Ronald W. Sannicandro
Arbitrator(s): Gregory P. Szuter
Hearing Site: Pittsburgh, PA
14-0291306/02/2015Claimant(s): Ira Materetsky
Claimant Lawyers(s): Ira Materetsky
Respondent(s): Jay Fischer, Royal Alliance Associates.
Respondent Lawyers(s): Brian D. Buckstein, Greg Curley
Arbitrator(s): Alice J. Johnson
Hearing Site: Boca Raton, FL
12-0259605/20/2015Claimant(s):
Claimant Lawyers(s):
Respondent(s): Antonietta Acanfora, Arthur Tambaro, Bruce Levitus, Craig Vollono, Erica Mcginnis, Gregory Curley, Hal Gilbert, James Bodovitz, Jerome Murphy, Royal Alliance Associates., Joseph Neary, Justin Sacca, Kevin Danaher, Noah Sorkin, Ralph Roth, Randall Epright, Stacey Savitsky
Respondent Lawyers(s): Jonathan Thau
Arbitrator(s): Julian F. Santos, Alan Funk, Edward James O'Dowd
Hearing Site: Newark, NJ
11-0019611/13/2012Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Jay Shapiro
Respondent(s): Steven Kolinsky
Respondent Lawyers(s): Chad N. Cagan
Arbitrator(s): Mitchell S. Friedman, John P. Scordo, Jonathan Christian Byron
Hearing Site: Newark, NJ
11-0129712/08/2011Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Craig A. Vollono
Respondent(s): Jack Forlenza
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
11-0040605/18/2011Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Lauren Lezak
Respondent(s): Peter Bonnell
Respondent Lawyers(s): Peter Joseph Bonnell
Arbitrator(s): Lee Hornberger
Hearing Site: Cleveland, OH

42 Results

Display: