FINRA Awards for Harry Friedman

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02682	05/01/2014	Claimant(s): Harry Friedman Claimant Lawyers(s): John E. Lawlor Respondent(s): Albert Pette, Brian Hagerman, John Matthews, Mark Lisser, Global Arena Capital Corp Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Boyd H. Scheff, Cynthia A. DiMarco, Eric J. Sussman Hearing Site: New York, NY
11-00683	09/27/2013	Claimant(s): Harry Friedman Claimant Lawyers(s): Daniel Hirschel Respondent(s): Ridge Clearing & Outsourcing Solutions Respondent Lawyers(s): Richard J. Babnick Arbitrator(s): Richard D. Chusid, Sandra J. Mullings, Lowell D. Johnston Hearing Site: New York, NY
10-02967	08/28/2013	Claimant(s): Claimant Lawyers(s): Respondent(s): Harry Friedman, Marc Reda, John Thomas Financial Respondent Lawyers(s): Harry Friedman, Robert M. Bursky Arbitrator(s): Joseph R. Brancaleone, Denise N. Seegobin, Stephen M. Schaedtler Hearing Site: New York, NY
07-01486	02/02/2009	Claimant(s): Sloan Securities Corp. Claimant Lawyers(s): Paul A. Liberman Respondent(s): Harry Friedman, Prestige Financial Center. Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Robina Fedora Asti, Steven David Leader, Salvatore J. Bate Hearing Site: New York, NY