| 18-01344 | 11/09/2018 | Claimant(s): Daniel Aiken
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
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| 14-03140 | 03/18/2016 | Claimant(s): Sun Trading LLC
Claimant Lawyers(s): Jordan P. Vick
Respondent(s): Kieran Fitzgerald
Respondent Lawyers(s): Harry W. Lipman
Arbitrator(s): Leon Fox, Lee H. Goodman, Georgia K. Fountoulakis
Hearing Site: Chicago, IL
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| 13-01785 | 10/02/2013 | Claimant(s): Kenneth Stern
Claimant Lawyers(s): Wendy S. Menghini
Respondent(s): Rohinton Rivetna
Respondent Lawyers(s): Benjamin Lapin
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | Expungement |
| 10-04592 | 04/29/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s): Jeffrey Wescott
Respondent Lawyers(s): Darrell J. Graham
Arbitrator(s): Leon Fox, Thomas H. Stone, David M. Zimberoff
Hearing Site: Chicago, IL
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| 10-05400 | 06/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Brian Graham
Respondent Lawyers(s): Gregg M. Rzepczynski
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
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| 11-00094 | 03/13/2012 | Claimant(s): Byron Stanislaw
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Leon Fox, Raymond P. Buschmann, Murray David Shaewitz
Hearing Site: Chicago, IL
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| 10-02070 | 03/21/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Edna Jackson
Respondent Lawyers(s): Daniel D. Hill
Arbitrator(s): Leon Fox
Hearing Site: Minneapolis, MN
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| 10-02112 | 11/29/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Wilkins
Respondent Lawyers(s): William Lorne Wilkins
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
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| 09-05778 | 08/20/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): David Waro
Respondent Lawyers(s): David J. Hase
Arbitrator(s): John E. Sundeen, P. J. Boylan, Leon Fox
Hearing Site: Milwaukee, WI
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| 08-00263 | 06/08/2009 | Claimant(s): Lisa Ditkowsky
Claimant Lawyers(s): Kenneth Ditkowsky
Respondent(s): Alan Dubrow, David Forlow, Gary Chesin, Melissa Kelpsch, A.G. Edwards & Sons., Robert Batchen
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Wallace H. Hastings, Thomas S. Wallace, Leon Fox
Hearing Site: Chicago, IL
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