| 14-03803 | 11/23/2015 | Claimant(s): Tony Hartman
Claimant Lawyers(s): Margaret E. Peper
Respondent(s): VFG Securities.
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
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| 13-03042 | 07/14/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): David Berman
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Theresa Y. Hu, Robert B. Hansohn, W. Alex King
Hearing Site: Los Angeles, CA
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| 10-01598 | 12/26/2013 | Claimant(s): Stanley Brooks, Brookstreet Securities Corporation, Brooks Family Trust
Claimant Lawyers(s): H Thomas Fehn
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Jason S. Pinney
Arbitrator(s): Robert Bruce MacDonald, Karen L. Gold, David L. Maislen
Hearing Site: Los Angeles, CA
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| 12-00069 | 05/02/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Jiraeyer Kharatian
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
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| 11-01593 | 11/04/2011 | Claimant(s): Daniel Robertson
Claimant Lawyers(s): Daniel Scott Robertson
Respondent(s): Capwest Securities.
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Marvin Elster
Hearing Site: Richmond, VA
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| 09-06522 | 04/06/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael J. Albert
Respondent(s): Mark Monin
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Ralph H. Erickson
Hearing Site: Los Angeles, CA
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| 09-07059 | 03/24/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jeffrey Davis
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
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| 10-00957 | 01/28/2011 | Claimant(s): Belinda Bullock
Claimant Lawyers(s): H Thomas Fehn
Respondent(s): Wedbush Securities Inc., Edward Wedbush
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
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| 07-02555 | 02/24/2009 | Claimant(s): Michael Fangman
Claimant Lawyers(s): Liam O'Brien
Respondent(s): National Financial Services LLC, Stanley Brooks, Brookstreet Securities Corporation
Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn, Stanley C. Brooks
Arbitrator(s): Franklin Geerdes, Virginia H. Gaburo, Robert E. Witt
Hearing Site: San Diego, CA
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| 07-02163 | 04/17/2008 | Claimant(s): Raymond Stockus
Claimant Lawyers(s): Raymond James Stockus
Respondent(s): National Financial Services LLC, Brookstreet Securities Corporation
Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
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