| 20-02248 | 03/09/2021 | Claimant(s): Karen Vargas
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey Medina Velez
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
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| 20-02742 | 02/19/2021 | Claimant(s): Jeffrey Rodriguez-Aponte
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
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| 19-01917 | 03/09/2020 | Claimant(s): William Gruntler
Claimant Lawyers(s): Harris Freedman
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
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| 19-01215 | 10/02/2019 | Claimant(s): Francisco Landivar
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
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| 18-04316 | 04/26/2019 | Claimant(s): Wilson Colberg-Trigo
Claimant Lawyers(s): Enrique J. Mendoza-Mendez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos A. Bobonis, Kathryn Perreault
Arbitrator(s): Gerald Silverman, Victor Calderon, Amalia Eugenia Cardona-Fuster
Hearing Site: San Juan, PR
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| 18-03000 | 01/28/2019 | Claimant(s): David Rojas
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
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| 17-00098 | 07/28/2017 | Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
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| 15-00168 | 08/24/2015 | Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
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| 12-03286 | 06/11/2014 | Claimant(s): Federico Hernandez
Claimant Lawyers(s): Harold D. Vicente
Respondent(s): UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Peter G. Neiman
Arbitrator(s): Nancy J. Cliff, Gerald Silverman, John H. Claudy
Hearing Site: San Juan, PR
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| 12-04356 | 04/14/2014 | Claimant(s): David Lugo
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc., UBS Financial Services of PR
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): Martin A. Feigenbaum, Gerald Silverman, Michael E. Pearson
Hearing Site: San Juan, PR
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