Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00088 | 01/03/2023 | Claimant(s): Bernard Reina Claimant Lawyers(s): Robert L. Gonser Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Steven Gourley, Robert E. Jenks, Zygmont Jacob Boxer Hearing Site: Los Angeles, CA | ||
| 21-02801 | 08/31/2022 | Claimant(s): Trevor Siani Claimant Lawyers(s): Samantha Pastor Respondent(s): Comerica Securities Respondent Lawyers(s): John P. Kincade Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 21-02693 | 05/27/2022 | Claimant(s): Eric Moreno Claimant Lawyers(s): William McClelland Montgomery Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-02062 | 05/05/2022 | Claimant(s): Jerry Blakely Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-01586 | 03/18/2022 | Claimant(s): Binnie Phung Claimant Lawyers(s): Zachary S. Morse Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley R. Davenport Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-03100 | 12/15/2021 | Claimant(s): Toni Iannarelli Claimant Lawyers(s): Avi Rosenfeld Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-00468 | 09/14/2021 | Claimant(s): Tim Chen Claimant Lawyers(s): George C. Miller Respondent(s): M. S. Howells & Co. Respondent Lawyers(s): Robert L. Hill Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-03130 | 08/19/2021 | Claimant(s): Jane Marie Sullivan Claimant Lawyers(s): Zachary Morse Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-01969 | 08/18/2021 | Claimant(s): David Dubin Claimant Lawyers(s): David Harrison Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-03458 | 07/23/2021 | Claimant(s): Sean Dobranich Claimant Lawyers(s): James P. Galvin Respondent(s): Wells Fargo Clearing Services, Waddell & Reed Respondent Lawyers(s): Chad Weaver, Patricia Cowart Arbitrator(s): Barry A. Mainardi, Robert E. Jenks, Ben Lehavi Hearing Site: Las Vegas, NV |