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FINRA Awards for Louis P. Wagman

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Displaying 11-20 out of 30 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0033109/13/2022Claimant(s): Gerald Preschutti
Claimant Lawyers(s): Stephan Louviere
Respondent(s): BCG Securities.
Respondent Lawyers(s): Jessica E. Levine
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
22-0050708/24/2022Claimant(s): Ayad Amary
Claimant Lawyers(s): James P Galvin
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Julie Calderon Rizzo
Arbitrator(s): Louis P. Wagman, Hiren B Patel
Hearing Site: Philadelphia, PA
21-0245704/26/2022Claimant(s): Joslyn Ewart
Claimant Lawyers(s): Samuel E. Cohen
Respondent(s): Lincoln Investment
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Carol H. Gold, Richard Frank Colello, Louis P. Wagman
Hearing Site: Philadelphia, PA
21-0206003/23/2022Claimant(s): John Hanlon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
21-0131602/10/2022Claimant(s): Damon Slepian
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
21-0252012/17/2021Claimant(s): Michele Girgenti
Claimant Lawyers(s): David I. Hantman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0267108/25/2021Claimant(s): Patrick Foley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0104505/05/2021Claimant(s): George Eggers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Colonial Securities
Respondent Lawyers(s): Richard Campanella
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0214003/24/2021Claimant(s): Scott Wetherbee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0274503/12/2021Claimant(s): Bryan Cogliano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA

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