| 18-02320 | 07/02/2019 | Claimant(s): Peter Covino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services.
Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Boise, ID
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| 18-02137 | 06/27/2019 | Claimant(s): David Wren
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets., Cetera Advisors
Respondent Lawyers(s): David I. Hantman, Jeremy S. Winer, Jeremy Carr
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
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| 18-03332 | 06/17/2019 | Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
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| 17-02679 | 06/10/2019 | Claimant(s): Michael Digaetano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
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| 18-02298 | 05/31/2019 | Claimant(s): James Raia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Soneet R. Kapila
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
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| 18-03725 | 05/08/2019 | Claimant(s): Debra Taylor
Claimant Lawyers(s): Matthew I Penfield
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Morton S. Bunis
Hearing Site: Newark, NJ
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| 18-03828 | 04/26/2019 | Claimant(s): Eileen Kanoski
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
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| 17-01288 | 02/15/2018 | Claimant(s): Michael Pierce
Claimant Lawyers(s): Michael Bessette
Respondent(s): Tower Square Securities.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
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| 17-00225 | 12/18/2017 | Claimant(s): Jon Springer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Charles G. Michaels
Hearing Site: Omaha, NE
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| 16-03006 | 10/06/2017 | Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, Investors Capital Corp.
Respondent Lawyers(s): Hector D. Geribon, Jeremy Carr
Arbitrator(s): Donald Dreyfus
Hearing Site: Albuquerque, NM
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