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FINRA Awards for Christopher C. Coss

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0305104/19/2024Claimant(s): Sanford C. Bernstein & Co., AllianceBernstein, L.P.
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Charles Lynch, Elijah Dornstreich, UBS Financial Services Inc., Ryan DePaul
Respondent Lawyers(s): Gary J. Lieberman, James L. Komie
Arbitrator(s): Richard Lewis Zack, Colin Bell, Hope A. Comisky
Hearing Site: Philadelphia, PA
23-0164204/19/2024Claimant(s): Maria Giatzikis
Claimant Lawyers(s): Joseph P. Allgor
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Christopher C. Coss
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
17-0076106/21/2018Claimant(s): Michael Luftman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): 1717 Capital Management Company, Metropolitan Life Insurance Company
Respondent Lawyers(s): Christopher C. Coss, Joseph J. Prochaska
Arbitrator(s): Martin Mushkin
Hearing Site: New York, NY
17-0101503/08/2018Claimant(s): AllianceBernstein L.P.
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Robert Ziegler
Respondent Lawyers(s): Louis M. Lagalante
Arbitrator(s): David F. Simon
Hearing Site: Charlotte, NC
17-0093411/17/2017Claimant(s): Joseph Mahoney
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
15-0084312/16/2015Claimant(s): Susan Poller-Newman
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
14-0259008/04/2015Claimant(s): Herman Farber
Claimant Lawyers(s): Herman Farber
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher C. Coss
Arbitrator(s): Walter J. Schwenk, Alan J. Blocher, Edward Charles Mengel
Hearing Site: Philadelphia, PA
13-0122106/13/2014Claimant(s): Alexander Simanovsky
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
13-0258204/23/2014Claimant(s): Susan Poller-Newman
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
11-0249511/18/2013Claimant(s): Alexander Simanovsky
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Diane Ciccone, Sheldon Seligsohn, Jonathan A. Siegel
Hearing Site: Philadelphia, PA

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