17-00020 | 02/09/2018 | Claimant(s): Forrest Friedow Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities. Respondent Lawyers(s): Sean P. O'Hanlon Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
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15-00148 | 10/30/2017 | Claimant(s): James Wong, Justin Harris Claimant Lawyers(s): Jeffrey K. Riffer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rebecca L. Gerome Arbitrator(s): Anita Rae Shapiro, David Martin Achterkirchen, John Burritt McArthur Hearing Site: San Francisco, CA
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16-01693 | 02/23/2017 | Claimant(s): Kean Boucher Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Thomas Kopshever Arbitrator(s): Samuel L. McClaren, Anita Rae Shapiro, Tausha C. Riley Hearing Site: Denver, CO
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13-01022 | 06/02/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Carole Miller Respondent(s): Derek Greeff Respondent Lawyers(s): Steven R. Young Arbitrator(s): Morris S. Getzels, Robert Dean McKinley, Anita Rae Shapiro Hearing Site: Los Angeles, CA
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13-00947 | 04/02/2014 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): John Erikson Respondent(s): Bambi Holzer Respondent Lawyers(s): Rex Julian Beaber Arbitrator(s): Anita Rae Shapiro, Janice A. Salter, Anna Marie Turco Hearing Site: Los Angeles, CA
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12-02996 | 05/20/2013 | Claimant(s): Stephen Epstein Claimant Lawyers(s): Stephen S. Epstein Respondent(s): Brokersxpress LLC Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
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10-02107 | 11/06/2012 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Zamir Siddiqi Respondent Lawyers(s): Richard D. Burstein Arbitrator(s): Robert J. Ruben, Anita Rae Shapiro, Stephen Gary Holmes Hearing Site: Los Angeles, CA
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11-00621 | 08/28/2012 | Claimant(s): Deborah Schwartz Claimant Lawyers(s): Michael Blumenfeld Respondent(s): Thomas Kim, Broadhaven Capital Partners, Pritzker Company, The UNX Companies LLC, UNX LLC Respondent Lawyers(s): Michael E. Grenert, Todd R. Wulffson Arbitrator(s): Montgomery G. Griffin, Anita Rae Shapiro, Daniel David Kopman Hearing Site: Los Angeles, CA
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09-05551 | 08/09/2011 | Claimant(s): Michael Ohlfs Claimant Lawyers(s): George C. Aucoin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Jesse L. Miller Arbitrator(s): Arthur E. Otten, Anita Rae Shapiro, Avery B. Goodman Hearing Site: Denver, CO
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