| 19-00768 | 10/09/2019 | Claimant(s): Brady Marlow
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): John R. Loss
Hearing Site: Omaha, NE
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| 19-00160 | 09/11/2019 | Claimant(s): Riad Shanawany
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 19-00023 | 08/27/2019 | Claimant(s): Edward Fox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Susanne J. Hollander
Hearing Site: Milwaukee, WI
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| 18-03999 | 08/22/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A La Porta
Respondent(s): Randolph George
Respondent Lawyers(s): Randolph William George
Arbitrator(s): Martin M. Berliner, Charles G. Michaels, Robert Burns Logan
Hearing Site: Denver, CO
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| 18-04434 | 08/16/2019 | Claimant(s): Chad Henry
Claimant Lawyers(s): Bryan M. Ward
Respondent(s): Robert W. Baird & Co. Incorporated, Ameriprise Financial Services., Sigma Financial Corporation
Respondent Lawyers(s): Howard M. Klausmeier, Paul Schultz, Randolph F. Pistor
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
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| 18-04377 | 08/13/2019 | Claimant(s): John Venable
Claimant Lawyers(s): Michael Bessette
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
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| 18-02715 | 08/07/2019 | Claimant(s): Scott Brooks
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Mark A. Sipper
Hearing Site: Louisville, KY
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| 17-02291 | 08/06/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): Jeffrey Silverman
Respondent Lawyers(s): Stephany McLaughlin
Arbitrator(s): Mitchell Jay Bayer, James Alexander Brown, Steven C. Kasarda
Hearing Site: New York, NY
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| 19-00091 | 08/06/2019 | Claimant(s): Timothy Jirak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Barry Goldman
Hearing Site: Minneapolis, MN
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| 18-04142 | 08/05/2019 | Claimant(s): Daniel Lauletta
Claimant Lawyers(s): Michael Charlillo
Respondent(s): Ameriprise Financial Services., Cetera Advisor Networks LLC, Walnut Street Securities.
Respondent Lawyers(s): Howard M. Klausmeier, Joseph Simms
Arbitrator(s): Michael L. Fortney
Hearing Site: Cleveland, OH
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