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FINRA Awards for Ameriprise Financial Services.

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Displaying 301-310 out of 316 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0027108/03/2009Claimant(s): Donna Lail
Claimant Lawyers(s): Donna Lail
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Cathy Gress Springer
Arbitrator(s): Bruce Jones
Hearing Site: Indianapolis, IN
09-0230005/14/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ed Magarian
Respondent(s): Kevyn Robinson
Respondent Lawyers(s): Kevyn R. Robinson
Arbitrator(s): David N. Burn, Fred M. Ridolphi, Patricia Best Vital
Hearing Site: Memphis, TN
08-0184204/27/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Juliet Kiwanuka
Respondent Lawyers(s): Juliet Ann Kiwanuka
Arbitrator(s): Stephen C. Thayer, George F. Longino, Jill M. Zacha
Hearing Site: Dallas, TX
08-0095203/13/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Jesse Brown
Respondent Lawyers(s): Jesse Booker Brown
Arbitrator(s): A. Brad Busscher, Howard B. Silverman, Jerome Arthur Connolly
Hearing Site: Chicago, IL
08-0080902/27/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ed. Magarian
Respondent(s): Vladimer Victor
Respondent Lawyers(s): Vladimir Victor
Arbitrator(s): James A. Laurenson
Hearing Site: Cleveland, OH
07-0324602/09/2009Claimant(s): Roger Coyle
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Gerald H. Powers, John Joseph Cotter, Zenon Charles Tencza
Hearing Site: Boston, MA
08-0184302/09/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Jonathan Hunsucker
Respondent Lawyers(s): Jonathan Scott Hunsucker
Arbitrator(s): Patricia J. Branco
Hearing Site: Dallas, TX
08-0115701/14/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Lance Cooper
Respondent Lawyers(s): Lance Sloan Cooper
Arbitrator(s): David T. Maddux
Hearing Site: Birmingham, AL
08-0095111/20/2008Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Richard McCrea
Respondent Lawyers(s): Richard Porter McCrea
Arbitrator(s): Peter L. Pointer, Jay S. Ferrier, C. Robert Rittberger
Hearing Site: Cleveland, OH
08-0183711/19/2008Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Edward Baxter
Respondent Lawyers(s): Edward Antheal Baxter
Arbitrator(s): Charles T. Dix
Hearing Site: Dallas, TX

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