Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02661 | 07/13/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): John Ekman Respondent Lawyers(s): Robert Zeglovitch Arbitrator(s): Andrew R. Dick Hearing Site: Minneapolis, MN | ||
| 10-04292 | 07/05/2012 | Claimant(s): Jonathan Underkofler Claimant Lawyers(s): Peter A. Cantwell Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Cary L. Weissman, Charles R. Berry, Donald Dreyfus Hearing Site: Phoenix, AZ | ||
| 11-03533 | 06/19/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Stephen Wittels Respondent Lawyers(s): Stephen Wittels Arbitrator(s): Donald S. Simons Hearing Site: Los Angeles, CA | ||
| 11-01399 | 05/11/2012 | Claimant(s): Duane Nack Claimant Lawyers(s): Duane Arlen Nack Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Kristina L. Carlson Arbitrator(s): Thomas C. McNally, Nancy Hutt, Daniel J. Lind Hearing Site: San Francisco, CA | ||
| 11-01928 | 04/24/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Peter Oristian Respondent Lawyers(s): Peter J. Oristian Arbitrator(s): William H. Malloy Hearing Site: Baltimore, MD | ||
| 11-03467 | 04/17/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Lisa S. Fildes Respondent(s): James Yarbrough Respondent Lawyers(s): James Yarbrough Arbitrator(s): Jack W. Windt Hearing Site: Tampa, FL | ||
| 11-03538 | 03/16/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Faisal Khan Respondent Lawyers(s): Faisal David Khan Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX | ||
| 11-03147 | 02/07/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Joseph Martinez Respondent Lawyers(s): Joseph Luis Martinez Arbitrator(s): Claude O. Ramer Hearing Site: Nashville, TN | ||
| 11-02959 | 01/25/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jeffrey Roache Respondent Lawyers(s): Jeffrey L. Roache Arbitrator(s): Bill Swinford Hearing Site: Indianapolis, IN | ||
| 11-02860 | 01/18/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Bryan Foster Respondent Lawyers(s): Bryan Scott Foster Arbitrator(s): Edward M. Olson Hearing Site: Detroit, MI |