23-03016 | 09/04/2024 | Claimant(s): Nathanael Downs Claimant Lawyers(s): Alex Padla Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Kristina J. Branstetter Arbitrator(s): Stephany Adriene Watson Hearing Site: Boise, ID
| | |
23-02888 | 07/15/2024 | Claimant(s): Clayton Gibson Claimant Lawyers(s): Alex Padla Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | |
23-02812 | 06/25/2024 | Claimant(s): Levent Bayrasli Claimant Lawyers(s): Alex Padla Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Katelyn H. Wilson Arbitrator(s): Gregory J. Spadea Hearing Site: Philadelphia, PA
| | |
23-02684 | 06/17/2024 | Claimant(s): Jacob Solomon Claimant Lawyers(s): Alex Padla Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): William A. Rome, John Michael Bergin, David Stein Hearing Site: New York, NY
| | |
23-02856 | 06/05/2024 | Claimant(s): Gary Borowiec Claimant Lawyers(s): Alex Padla Respondent(s): 1717 Capital Management Company Respondent Lawyers(s): Daniela Paez Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ
| | |
23-01494 | 04/25/2024 | Claimant(s): Richard Thomas Claimant Lawyers(s): Alex Padla Respondent(s): SunAmerica Securities., SII Investments. Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR
| | |