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FINRA Awards for CCO Investment Services Corp.

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Displaying 21-30 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0491707/13/2011Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Ted Poulos
Respondent Lawyers(s): Ted Alex Poulos
Arbitrator(s): Roland L. Olzark
Hearing Site: Pittsburgh, PA
10-0032704/15/2011Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Jaime Baumler
Respondent Lawyers(s): David K. Silverberg
Arbitrator(s): Howard B. Cohen
Hearing Site: Buffalo, NY
08-0222708/14/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Ismail Jamoua
Respondent Lawyers(s): Michael L. Pitt
Arbitrator(s): Marvin I. Horowitz, Nancy R. Papo, Lee Hornberger
Hearing Site: Detroit, MI
08-0495408/14/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Mark Minnucci
Respondent Lawyers(s): Mark James Minnucci
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
08-0418807/31/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Carlos Martinez
Respondent Lawyers(s): Carlos Alberto Martinez
Arbitrator(s): Cheryl Feldman, Martin H. Zern, Adelfa Ann Lugo
Hearing Site: New York, NY
08-0135507/15/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Sterling Stegall
Respondent Lawyers(s): Thomas E. Marshall
Arbitrator(s): Miles D. Hart, Dana R. Dawe, Anthony R. Paesano
Hearing Site: Detroit, MI
08-0167206/09/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David Belcher
Respondent(s): Michael Burns
Respondent Lawyers(s): Thomas E. Marshall
Arbitrator(s): John R. Main, Norman A. Samson, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
08-0345504/14/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Richmond Ashley
Respondent Lawyers(s): Richmond A. Ashley
Arbitrator(s): Larry M. Dreyfus, Howard B. Silverman, Suanne F. Goldman
Hearing Site: Chicago, IL
08-0178512/23/2008Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Kenneth Cusse
Respondent Lawyers(s): Kenneth L. Cusse
Arbitrator(s): Frank C. Fogl, David L. Hoffberg, Catherine Grantier Cooley
Hearing Site: Buffalo, NY
07-0260712/12/2008Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Xiomara Corral
Respondent(s): Thomas Kilkenny
Respondent Lawyers(s): Thomas J. Kilkenny
Arbitrator(s): Mary Ellen Burns, Michael Peter Yahr, Richard Lee Mansdoerfer
Hearing Site: New York, NY

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