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FINRA Awards for Robert H. Nelson

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0335109/01/2016Claimant(s): Bryson Tyler Macchione
Claimant Lawyers(s): Bryson Tyler Macchione
Respondent(s): Christopher Perrott, Perrott, Mather & Gilday.
Respondent Lawyers(s): Christopher J. Perrott
Arbitrator(s): Robert H. Nelson, Daniel P. Lund, Kenrick Albert Pratt
Hearing Site: Orlando, FL
11-0196406/16/2014Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Susan Jefferbaum Beck, Robert H. Nelson, Daniel P. Lund
Hearing Site: Jacksonville, FL
13-0085703/19/2014Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Wendy L. Schueller
Respondent(s): Dennis Michels
Respondent Lawyers(s): Philip J. Snyderburn
Arbitrator(s): David P. Slater, Robert H. Nelson, Benjamin L. Abramowitz
Hearing Site: Orlando, FL
11-0333012/19/2012Claimant(s): Joseph Dougherty
Claimant Lawyers(s): Michael Hill
Respondent(s): FS2 Capital Partners
Respondent Lawyers(s): Glenn A. Weiner
Arbitrator(s): Robert H. Nelson, Diana A. Weiner, John Winslow Griesser
Hearing Site: Orlando, FL
08-0070610/20/2008Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Robert H. Nelson, Stuart S. Billington, Gregory L. Hess
Hearing Site: Orlando, FL
07-0235908/08/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Michael Cole
Respondent Lawyers(s): Michael W. Cole
Arbitrator(s): Lewis W. Slaughter, Robert H. Nelson, Gary F. Lang
Hearing Site: Orlando, FL

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