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FINRA Awards for Robert H. Nelson

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0332212/05/2012Claimant(s): Leonard Zisman, Susan Eichler, Estate of Sylvia Zisman, Sylvia Zisman Revocable Liv Trust No. 2, Sylvia Zisman Revocable Living Trust
Claimant Lawyers(s): Robert H. Rex
Respondent(s): LPL Financial LLC, Kathy Busch, Global Planning.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Robert H. Nelson, Gayle B. Carlson, Joseph John Mantione
Hearing Site: Orlando, FL
Checkmark IconExpungement
09-0708812/27/2010Claimant(s): Eugene Pascarella, Mary Pascarella
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Ron Pekoe, Marc T. Danon, Robert H. Nelson
Hearing Site: Orlando, FL
Checkmark Icon$75,000
08-0421602/01/2010Claimant(s): Bill Steinkirchner
Claimant Lawyers(s): Adam J. Gana
Respondent(s): McGinn, Smith & Co..
Respondent Lawyers(s): Thomas D. Buchanan
Arbitrator(s): Ronald W. Devoe, Robert H. Nelson, Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark Icon$455,000

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