| 20-00804 | 03/02/2021 | Claimant(s): Zhi Li
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): David Hantman
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
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| 17-00947 | 02/19/2019 | Claimant(s): Amanjot Singh
Claimant Lawyers(s): Kevin T Duffy
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Peter Shadzik
Arbitrator(s): Richard W. Cutler, Howard W. Hirschhorn, Charles Francis Barr
Hearing Site: New York, NY
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| 16-02629 | 03/22/2018 | Claimant(s): National Financial Services LLC
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): Frank Aguilar, Jason Garofalo, Tricor Financial
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Anthony D. DeToro, Dean C. Abraham, Mark S. Priver
Hearing Site: Las Vegas, NV
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| 15-01434 | 11/29/2016 | Claimant(s): Galo Guevara
Claimant Lawyers(s): Gallo Jose Guevara
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Terrance J. Nolan, Jerry M. Greenspan, Alan Robert Sacks
Hearing Site: New York, NY
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| 10-01598 | 12/26/2013 | Claimant(s): Stanley Brooks, Brookstreet Securities Corporation, Brooks Family Trust
Claimant Lawyers(s): H Thomas Fehn
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Jason S. Pinney
Arbitrator(s): Robert Bruce MacDonald, Karen L. Gold, David L. Maislen
Hearing Site: Los Angeles, CA
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| 07-02555 | 02/24/2009 | Claimant(s): Michael Fangman
Claimant Lawyers(s): Liam O'Brien
Respondent(s): National Financial Services LLC, Stanley Brooks, Brookstreet Securities Corporation
Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn, Stanley C. Brooks
Arbitrator(s): Franklin Geerdes, Virginia H. Gaburo, Robert E. Witt
Hearing Site: San Diego, CA
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| 07-02163 | 04/17/2008 | Claimant(s): Raymond Stockus
Claimant Lawyers(s): Raymond James Stockus
Respondent(s): National Financial Services LLC, Brookstreet Securities Corporation
Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
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