Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02525 | 03/12/2021 | Claimant(s): Melisa Lloyd Claimant Lawyers(s): Stephan Louviere Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02330 | 03/04/2021 | Claimant(s): Richard Cella Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Arthur J. Giacomarra, Sharon L. Monroe, Howard N. Gorney Hearing Site: Boston, MA | ||
| 19-03546 | 10/21/2020 | Claimant(s): John Slipek Claimant Lawyers(s): Scott Holcomb Respondent(s): NewBridge Securities Corp., Investors Capital Corp., J.P. Turner & Company Respondent Lawyers(s): David Feldstein, Gregg Breitbart Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | ||
| 20-00903 | 10/19/2020 | Claimant(s): William Sheehan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 20-00081 | 09/14/2020 | Claimant(s): William Gordon Claimant Lawyers(s): John Stewart Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 18-01162 | 11/29/2018 | Claimant(s): Travis Hughes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Investors Capital Corp. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Laurel Littman Gothelf Hearing Site: Albuquerque, NM | ||
| 18-00557 | 10/22/2018 | Claimant(s): Charles Byrnes Claimant Lawyers(s): Derek C. Anderson Respondent(s): Investors Capital Corp. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Joseph Charles Kennedy Hearing Site: Boston, MA | ||
| 16-03006 | 10/06/2017 | Claimant(s): Travis Hughes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors, Investors Capital Corp. Respondent Lawyers(s): Hector D. Geribon, Jeremy Carr Arbitrator(s): Donald Dreyfus Hearing Site: Albuquerque, NM |