Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03418 | 02/17/2022 | Claimant(s): Christopher Lee Claimant Lawyers(s): Christopher Lee Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): David B. Dyer, Andrea U. Calve, Douglas Wade Carvell Hearing Site: Dallas, TX | ||
| 21-01233 | 02/15/2022 | Claimant(s): Robert Clevenger Jr. Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 20-00518 | 02/11/2022 | Claimant(s): Brok-Alan Woodward-Griffith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jim Geiger Hearing Site: Manchester, NH | ||
| 21-02923 | 02/07/2022 | Claimant(s): Gregory Kadet Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 21-02456 | 02/02/2022 | Claimant(s): Robert Clear Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 21-02619 | 12/28/2021 | Claimant(s): James Candella Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN | ||
| 21-02520 | 12/17/2021 | Claimant(s): Michele Girgenti Claimant Lawyers(s): David I. Hantman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 21-00535 | 12/07/2021 | Claimant(s): Kevin Hodson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mark Stuart Gurevitz Hearing Site: Boston, MA | ||
| 21-02088 | 11/24/2021 | Claimant(s): Holly Hendrix Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY | ||
| 21-01465 | 11/22/2021 | Claimant(s): Benjamin Fuchs Claimant Lawyers(s): David I. Hantman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): William E. Hopkins Arbitrator(s): Linda J. Baer Hearing Site: Hartford, CT |