| 17-01602 | 09/19/2017 | Claimant(s): Leonard Kichler
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
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| 16-03244 | 09/07/2017 | Claimant(s): Craig Ferrantino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons., Citigroup Global Markets., Next Financial Group.
Respondent Lawyers(s): Angela A. Turiano, David I. Hantman, John T. Unger
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 16-00740 | 08/10/2017 | Claimant(s): Leonard Suskind
Claimant Lawyers(s): Daniel S. Newman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael A. Levin, Will Murphy, Paul J. Burkhart
Hearing Site: Boca Raton, FL
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| 16-03194 | 06/26/2017 | Claimant(s): Dale Miller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets Inc.
Respondent Lawyers(s): David I. Hantman, Valerie I. Holder
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Seattle, WA
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| 16-03135 | 06/01/2017 | Claimant(s): Thomas Alessi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Quick & Reilly.
Respondent Lawyers(s): David I. Hantman, Kathryn D. Perreault
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
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| 16-03595 | 03/06/2017 | Claimant(s): Sean Moran
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 16-02457 | 02/07/2017 | Claimant(s): Jay Canell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 16-02320 | 12/19/2016 | Claimant(s): Eric Bodner
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 15-00386 | 12/30/2015 | Claimant(s): Richard Zinman
Claimant Lawyers(s): Aari Itzkowitz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): John Daly, Robert E. Anderson, Thomas A. Abitabile
Hearing Site: New York, NY
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| 14-03544 | 08/04/2015 | Claimant(s): Vaughan Scott
Claimant Lawyers(s): William W. Allen
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Tim V. Young
Hearing Site: Louisville, KY
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