Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00781 | 07/26/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Pedro Marrero Astacio Respondent Lawyers(s): Pedro J. Marrero Astacio Arbitrator(s): Daniel P. Lund Hearing Site: Orlando, FL | ||
| 16-00799 | 07/26/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): William Eaton Respondent Lawyers(s): William Thomas Eaton Arbitrator(s): Daniel P. Lund Hearing Site: Boca Raton, FL | ||
| 14-02586 | 02/20/2015 | Claimant(s): Newport Group Securities. Claimant Lawyers(s): Hope L. Newsome Respondent(s): Michael Lee Respondent Lawyers(s): Michael David Lee Arbitrator(s): Daniel P. Lund Hearing Site: Orlando, FL | ||
| 13-02681 | 03/13/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Austin Jambor Respondent Lawyers(s): Jason S. Chapman Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | ||
| 13-01527 | 10/28/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Richard Flecca Respondent Lawyers(s): Richard Warren Flecca Arbitrator(s): Daniel P. Lund Hearing Site: Orlando, FL | ||
| 12-04237 | 05/28/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Jonathan Berg Respondent(s): Waldyr Prado Respondent Lawyers(s): Waldyr Prado Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | ||
| 11-03311 | 05/29/2012 | Claimant(s): Kovack Securities Inc. Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Sean Premock Respondent Lawyers(s): Sean Donald Premock Arbitrator(s): Daniel P. Lund Hearing Site: Ft. Lauderdale, FL | ||
| 11-00180 | 05/08/2012 | Claimant(s): Eduardo Morkunas Claimant Lawyers(s): Eduardo Morkunas Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): William McCourt Schmitt Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | Expungement | |
| 09-04000 | 01/13/2010 | Claimant(s): Antonio Lisi Claimant Lawyers(s): Antonio Lisi Respondent(s): Conseco Financial Services., Conseco Inc. Respondent Lawyers(s): Josh F. Brown Arbitrator(s): Daniel P. Lund Hearing Site: Newark, NJ | ||
| 05-05965 | 10/04/2007 | Claimant(s): Christopher Fulco Claimant Lawyers(s): Ross B. Intelisano Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Daniel P. Lund, Thomas F. Fox, James McCaffrey Hearing Site: New York, NY |