Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02524 | 01/13/2017 | Claimant(s): Darlene Platt Claimant Lawyers(s): Mark A. Tepper Respondent(s): Southeast Investments, N.C.. Respondent Lawyers(s): Frank H. Black Arbitrator(s): Daniel P. Lund Hearing Site: Boca Raton, FL |  | $15,082 |
| 14-01002 | 03/03/2015 | Claimant(s): Jeffery Owens, Volha Owens Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Daniel P. Lund Hearing Site: Jacksonville, FL | | $0 |
| 12-03264 | 08/06/2013 | Claimant(s): Evangelos Dimopoulos Claimant Lawyers(s): Evangelos Dimopoulos Respondent(s): Christopher Fontana, Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | | Expungement |
| 11-04642 | 12/18/2012 | Claimant(s): William Armstrong Claimant Lawyers(s): William Edwin Armstrong Respondent(s): David Brouwer Respondent Lawyers(s): David Granville Brouwer Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | | $0 |
| 10-03778 | 08/04/2011 | Claimant(s): Joe Stapleton Claimant Lawyers(s): Robert W. Elton Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Daniel P. Lund Hearing Site: Orlando, FL | | $0 |
| 10-01585 | 10/26/2010 | Claimant(s): Claire Layton Claimant Lawyers(s): Claire M. Layton Respondent(s): Wells Fargo Advisors, William Moynihan Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Daniel P. Lund Hearing Site: Newark, NJ | | $38 |
| 07-02751 | 03/16/2009 | Claimant(s): Santiago Reyes, Mateo Holdings Inc. Claimant Lawyers(s): Mark F. Raymond Respondent(s): Spencer Trask Ventures. Respondent Lawyers(s): Richard Roth Arbitrator(s): Sanford M. Naiditch, Jonathan E. Perlman, Daniel P. Lund Hearing Site: Miami, FL | | $100,000 |