21-01123 | 10/08/2021 | Claimant(s): Michele Misiti Claimant Lawyers(s): Scott Holcomb Respondent(s): John Thomas Financial Respondent Lawyers(s): Maria Cummings Arbitrator(s): Ann C. Northern, William E. Nuckel, Allan N. Taffet Hearing Site: New York, NY
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19-02674 | 01/11/2021 | Claimant(s): Kenneth Lynn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Ann C. Northern Hearing Site: New York, NY
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17-01716 | 03/25/2019 | Claimant(s): Windsor Street Capital Claimant Lawyers(s): David A. Schrader Respondent(s): Barry Jin, Brent Porges, Charles Giaimo, David Sheppard, Joseph Valenti, Matthew Deblois, Matthew Siliato, Maxwell Delaney, Michael LaVolpe, William Leonard Respondent Lawyers(s): Barry Jin, Brent Morgan Porges, Charles Evan Giaimo, David Leonard Sheppard, M. David Sayid, Matthew Angelo Siliato, Matthew Charles Deblois, Maxwell Topper Delaney, Michael Scott LaVolpe, William McCabe Leonard Arbitrator(s): Ann C. Northern, Sanford S. Stevens, Donald Nevin Gershuny Hearing Site: New York, NY
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17-02655 | 12/10/2018 | Claimant(s): Douglas Modico Claimant Lawyers(s): Jonathan Sack Respondent(s): Auerbach Grayson & Company LLC Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Ann C. Northern, Doris Lindbergh, Stephen A. Weiner Hearing Site: New York, NY
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13-02964 | 08/03/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Robert Loftus Respondent Lawyers(s): James Halter Arbitrator(s): Joan Caridi, Ann C. Northern, Bernard A. Friedman Hearing Site: New York, NY
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15-00138 | 05/31/2016 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Sandra D. Grannum Respondent(s): James Venditti Respondent Lawyers(s): James Frederick Venditti Arbitrator(s): Ann C. Northern Hearing Site: Hartford, CT
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11-03682 | 05/23/2013 | Claimant(s): Zachary Drean Claimant Lawyers(s): Jason A. Achinaco Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Michael H. Gibson Arbitrator(s): Susan C. Lushing, Ann C. Northern, Richard Bryce Nesson Hearing Site: New York, NY
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08-01218 | 12/18/2008 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): Jeffrey Myers, Joseph Downey, Long Island Wealth Management Respondent Lawyers(s): Louis M. Lagalante, Michael P. Gilmore Arbitrator(s): Ann C. Northern, John R. O'Hanlon, Andrew H. Freund Hearing Site: New York, NY
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