| 11-03976 | 03/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith barney FA Notes
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Victor Elkind
Respondent Lawyers(s): Robert L. Hill
Arbitrator(s): Lester G. Stiel, Michael D. Briggs, Alan Joseph Goldstein
Hearing Site: San Diego, CA
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| 10-05421 | 10/21/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Barry Ganz, Mark Seruya, Russell Ganz, Stephen Ackerman
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): Thomas E. Duggan, David I. Goldblatt, Mary Lou McGanney
Hearing Site: New York, NY
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| 10-02178 | 05/21/2013 | Claimant(s): John Freund
Claimant Lawyers(s): Daniel S. Tarlow
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley Smith Barney Holdings, LL
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): B. J. Krintzman, Norman Foxman, John J. Mager
Hearing Site: Boston, MA
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| 10-04605 | 10/11/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Carlene Veara
Respondent Lawyers(s): Carlene B. Veara
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
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| 10-04572 | 11/15/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Jay Korff
Respondent Lawyers(s): Andrea Mobilia
Arbitrator(s): Roger L. Crossland
Hearing Site: Boston, MA
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| 11-00049 | 05/20/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Juan Pablo Granja
Respondent Lawyers(s): Juan Pablo Granja
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY
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| 10-05459 | 04/07/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Denise Otten
Respondent Lawyers(s): Denise G. Otten
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ
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| 10-03775 | 03/28/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): James McKinlay
Respondent Lawyers(s): James K. McKinlay
Arbitrator(s): Joseph B. Russell
Hearing Site: Syracuse, NY
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| 10-01963 | 10/07/2010 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Brent Hawk
Respondent Lawyers(s): John L. Senft
Arbitrator(s): E. William Pastor
Hearing Site: Baltimore, MD
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| 10-01109 | 08/16/2010 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): James Sumpter
Respondent Lawyers(s): James H. Sumpter
Arbitrator(s): Stephen P. Hoffman
Hearing Site: New Orleans, LA
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