| 21-02474 | 12/29/2022 | Claimant(s): Zhe Feng Zhang
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Edward Jones
Respondent Lawyers(s): Teresa J. Thong
Arbitrator(s): Kirtley M. Thiesmeyer, Jonathan D Gereige, Steve S. Baghoomian
Hearing Site: Los Angeles, CA
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| 18-00783 | 09/21/2018 | Claimant(s): Jodi Selleck
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael Leahy
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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| 13-00865 | 06/23/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Benjamin W. White
Respondent(s): Daniel Cairns
Respondent Lawyers(s): Montgomery G. Griffin
Arbitrator(s): Homer L. Davis, Val D. Hornstein, Arocles Aguilar
Hearing Site: San Francisco, CA
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| 13-00429 | 01/30/2014 | Claimant(s): Patrick Van Hien
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): PCBB Capital Markets.
Respondent Lawyers(s): Daryl S. Landy
Arbitrator(s): Helen Marinak Blohm, Carlos Richard Mangum, Shawn Ridgell
Hearing Site: San Francisco, CA
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| 11-03419 | 02/22/2013 | Claimant(s): Newport Coast Securities.
Claimant Lawyers(s): Irving M. Einhorn
Respondent(s): Deborah Scott, Joseph Mangiapane, Kathleen McPherson, Stephen Washburn
Respondent Lawyers(s): Irving M. Einhorn, Montgomery G. Griffin
Arbitrator(s): Edward J. Costello, Keith Schulner, Michael John Florio
Hearing Site: Los Angeles, CA
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| 10-05701 | 11/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): James Cave
Respondent Lawyers(s): Montgomery G. Griffin
Arbitrator(s): Judith M. Rosenberg, Nancy Hutt, William J. Petzel
Hearing Site: San Francisco, CA
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| 11-00633 | 06/25/2012 | Claimant(s): Ryan Romines
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Joseph Gavigan
Respondent Lawyers(s): Joseph T. Gavigan
Arbitrator(s): Reed H. Bement, William Ziering, Douglas J. Pavese
Hearing Site: San Francisco, CA
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| 10-05242 | 06/27/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kurtis Linn
Respondent Lawyers(s): Montgomery G. Griffin
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
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| 06-04695 | 08/29/2008 | Claimant(s): Flavia LoCoco
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Jason S. Mills
Arbitrator(s): Ralph H. Erickson, Holly Banafsheh, Steven K. Ogata
Hearing Site: Los Angeles, CA
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