FINRA Awards for Baltimore, MD

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 101-110 out of 129 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02004	03/07/2012	Claimant(s): James Swinney Claimant Lawyers(s): Elizabeth R. Makris Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Michael J. Fortunato Arbitrator(s): Daniel T. McHugh, Michael J. Henke, J. Snowden Stanley Hearing Site: Baltimore, MD
11-01941	02/16/2012	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Jessica G. Klein Respondent(s): John Markland Respondent Lawyers(s): John Jay Markland Arbitrator(s): Stephan Paul Carrier Hearing Site: Baltimore, MD
10-04430	02/07/2012	Claimant(s): Hugh Solomon Leslie Claimant Lawyers(s): Marc D Schifanelli Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rosemary S. Gousman Arbitrator(s): Jerry Schuchman, J. Snowden Stanley, Margaret Ann Dubil Hearing Site: Baltimore, MD
10-04973	12/09/2011	Claimant(s): Maxim Minevich Claimant Lawyers(s): Marc D Schifanelli Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): John G. McDonald Arbitrator(s): Patrick Sean Dolan, Arthur Reynolds, Darryl Michael Lee Hearing Site: Baltimore, MD
11-01429	10/24/2011	Claimant(s): Uvest Financial Services Group. Claimant Lawyers(s): William S. Heyman Respondent(s): Frank Dittrick Respondent Lawyers(s): Frank A. Dittrick Arbitrator(s): Joseph A. Kenary Hearing Site: Baltimore, MD
11-00389	09/19/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Nicholas Innerbichler Respondent Lawyers(s): Nicholas D. Innerbichler Arbitrator(s): David Paul Clark Hearing Site: Baltimore, MD
10-05461	06/01/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Nicole Stadelmaier Respondent(s): John Meacham Respondent Lawyers(s): John Bulkley Meacham Arbitrator(s): E. William Pastor Hearing Site: Baltimore, MD
09-06544	05/18/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen D. Burns Respondent(s): Daniel Miyamoto Respondent Lawyers(s): Dan Miyamoto Arbitrator(s): Thomas E. Maloney Hearing Site: Baltimore, MD
10-02264	03/23/2011	Claimant(s): Michael Turek Claimant Lawyers(s): Michael G Turek Respondent(s): Joseph Lapietra Respondent Lawyers(s): Leo G. Rydzewski Arbitrator(s): Daniel T. McHugh, Michael J. Henke, Alan Robert Malasky Hearing Site: Baltimore, MD
09-02316	03/09/2011	Claimant(s): Jay Wilen, Robert Paff Claimant Lawyers(s): David W. Erb Respondent(s): AXA Advisors, AXA Network Respondent Lawyers(s): Kenneth O'Connor Arbitrator(s): Daniel J. Donovan, Sandra Lee Dolan, William O. SanFord Hearing Site: Baltimore, MD