Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02121 | 04/20/2021 | Claimant(s): Randall Long Claimant Lawyers(s): Benjamin Winograd Respondent(s): Integrated Resources Equity Corporation Respondent Lawyers(s): Gary Swiman Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 19-00339 | 02/25/2021 | Claimant(s): Michelle Marquez Claimant Lawyers(s): Philip M. Aidikoff Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-00508 | 11/24/2020 | Claimant(s): Trajan Sung Claimant Lawyers(s): Frances Menzer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 19-03660 | 11/13/2020 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 19-02046 | 03/26/2020 | Claimant(s): Troy Tremblay Claimant Lawyers(s): Bentley P. Stansbury Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael West Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 19-01720 | 03/13/2020 | Claimant(s): Matt Ward Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): Robert H. Decker Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 19-01536 | 02/05/2020 | Claimant(s): Tiffany Wright Claimant Lawyers(s): Frances Menzer Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 18-04344 | 11/08/2019 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Harris Freedman Respondent(s): Independent Financial Group., The Equitable Life Assurance Society Of Respondent Lawyers(s): Sarah J. Kreisman, Timothy A. Hanna Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 18-02979 | 04/02/2019 | Claimant(s): Jeffery Sorensen Claimant Lawyers(s): Michelle Atlas Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 18-02084 | 01/17/2019 | Claimant(s): Darren Edwards Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA |