FINRA Awards for Amy Banet

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02933	08/13/2024	Claimant(s): Peter Mamais Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Richard W. Cutler, Amy Banet, Diana Lucerene Armstrong-Walker Hearing Site: New York, NY
18-00038	11/16/2021	Claimant(s): Devin Wicker Claimant Lawyers(s): Marc Jonas Block Respondent(s): Alan Mele, John Barry, Tribal Capital Markets Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Keely D. Parr, Amy Banet, Kathleen Kuzmen Malone Hearing Site: New York, NY
16-03088	01/02/2020	Claimant(s): Eddy Santos Claimant Lawyers(s): Eddy E. Santos Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Eva H. Posman, Jeffrey P. Bachmann, Amy Banet Hearing Site: New York, NY
16-02897	11/30/2017	Claimant(s): Leonard Demontagnac Claimant Lawyers(s): Jonathan Sack Respondent(s): Nomura Securities International. Respondent Lawyers(s): Joel Chernov Arbitrator(s): Richard E. Castiglioni, Amy Banet, Eric Mattison Rosenberg Hearing Site: New York, NY
15-00899	10/13/2016	Claimant(s): Clifford Murray Claimant Lawyers(s): Alexander Rayskin Respondent(s): Empire Asset Management Company Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Jack Friedman, Noah D. Sorkin, Amy Banet Hearing Site: New York, NY