| 19-00527 | 10/22/2019 | Claimant(s): Thomas Norris
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
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| 19-00452 | 09/26/2019 | Claimant(s): Mark Schlipman
Claimant Lawyers(s): Matt Wolper
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Robert J. Scafuri
Hearing Site: St. Louis, MO
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| 17-01870 | 10/25/2018 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Randyl Taber
Respondent Lawyers(s): Gail Boliver
Arbitrator(s): Robert J. Scafuri, Mark A. Frankel, Robert D Lawson
Hearing Site: Des Moines, IA
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| 18-00175 | 10/23/2018 | Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): William C. Kubicz, Robert J. Scafuri, Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 17-01548 | 03/15/2018 | Claimant(s): Paisu Kang
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
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| 17-01778 | 11/07/2017 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L. Lathrop
Respondent(s): Terry Bahgat
Respondent Lawyers(s): Terry Dean Bahgat
Arbitrator(s): Robert J. Scafuri
Hearing Site: Buffalo, NY
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| 17-00090 | 10/23/2017 | Claimant(s): Thomas Gray
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
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| 17-00319 | 09/21/2017 | Claimant(s): Mark Gierl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Robert J. Scafuri
Hearing Site: Milwaukee, WI
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| 16-01158 | 08/02/2017 | Claimant(s): Deborah Greenlee-Keck
Claimant Lawyers(s): Matthew W. Schramm
Respondent(s): Wells Fargo Advisors, J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap, William W. Allen
Arbitrator(s): Robert J. Scafuri, Judith Ann Estabrook Shepard, F. Bradford Johnson
Hearing Site: Indianapolis, IN
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| 15-00936 | 11/05/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Scott T. Earl
Respondent(s): Eric Eversole
Respondent Lawyers(s): Eric Nathaniel Eversole
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cincinnati, OH
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