| 23-01451 | 08/13/2024 | Claimant(s): Cody Taymore
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert J. Scafuri, Stephen D. Arkwright, Lynn Hirschfeld Brahin
Hearing Site: Detroit, MI
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| 22-02897 | 02/15/2024 | Claimant(s): Khaled Mheisen
Claimant Lawyers(s): Jonathan D. Sweik
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
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| 22-02136 | 07/25/2023 | Claimant(s): Kenneth Kondas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Robert J. Scafuri
Hearing Site: Pittsburgh, PA
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| 22-01654 | 12/15/2022 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): David Huhtala
Respondent Lawyers(s): David Andrew Huhtala
Arbitrator(s): Robert J. Scafuri
Hearing Site: Syracuse, NY
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| 20-04171 | 08/08/2022 | Claimant(s): Craig Findley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): James L. Komie
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cleveland, OH
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| 19-03004 | 06/09/2022 | Claimant(s): David Bergal, Milton B. Bergal Estate Trust
Claimant Lawyers(s): Jared A. Levy
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert J. Scafuri, Barry Goldman, Richard A Young
Hearing Site: Indianapolis, IN
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| 21-01685 | 01/28/2022 | Claimant(s): Paul Barr
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert J. Scafuri
Hearing Site: Des Moines, IA
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| 21-00452 | 10/08/2021 | Claimant(s): Darren Port
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Robert J. Scafuri
Hearing Site: Milwaukee, WI
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| 19-03592 | 10/04/2021 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Mitch Deane
Respondent(s): Leo Rosner
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cleveland, OH
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| 20-00217 | 09/22/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Anthony J Borrelli
Respondent(s): Jason Seifert
Respondent Lawyers(s): Jeffrey C. Miller
Arbitrator(s): Robert J. Scafuri, Robert M. Shwab, David Minc
Hearing Site: Cleveland, OH
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