Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00812 | 12/18/2018 | Claimant(s): Forrest Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Will Murphy Hearing Site: Miami, FL | ||
| 18-00971 | 09/21/2018 | Claimant(s): Robert Debbs Claimant Lawyers(s): John D. Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Robert Lawrence Ostrov Hearing Site: Boca Raton, FL | ||
| 17-03379 | 09/05/2018 | Claimant(s): Collin Meyer Claimant Lawyers(s): Joelle A. Simms Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 18-00240 | 08/08/2018 | Claimant(s): George Sirigotis Claimant Lawyers(s): Joelle A. Simms Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 17-01039 | 10/24/2017 | Claimant(s): Manish Mehta Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): John P. Cullem Hearing Site: Raleigh, NC | ||
| 17-00893 | 10/11/2017 | Claimant(s): Matthew Shafer Claimant Lawyers(s): John D. Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): David G. Pittinos, Richard S. Herman, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL | ||
| 16-02082 | 02/01/2017 | Claimant(s): Nelson Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL | ||
| 15-01085 | 10/12/2015 | Claimant(s): Martin Oberman Claimant Lawyers(s): Joelle A. Simms Respondent(s): Bettymae Blum Respondent Lawyers(s): Richard Fosher Arbitrator(s): Frederick Michael Switzer Hearing Site: St. Louis, MO | Expungement | |
| 13-02100 | 01/17/2014 | Claimant(s): Philippe Rousseaux Claimant Lawyers(s): Joelle A. Simms Respondent(s): MetLife Securities Inc. Respondent Lawyers(s): Sheila Murphy Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL |