| 13-01271 | 03/12/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): Joshua Haron, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James A. Saville, Louis M. Lagalante
Arbitrator(s): Linda J. Baer, Brian F Loveman, Michele S. Riley
Hearing Site: New York, NY
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| 14-00881 | 11/05/2014 | Claimant(s): Thomas Ferrara
Claimant Lawyers(s): Kathy M. Klock
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Gordon F. Wylie
Arbitrator(s): Madelon M. Rosenfeld, Mitchell Jay Bayer, Michele S. Riley
Hearing Site: New York, NY
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| 13-01857 | 10/22/2014 | Claimant(s): Drew Doscher
Claimant Lawyers(s): A. Todd Merolla
Respondent(s): Michael Meagher, Michael Meyer, Stephen Smith, Armory Advisors, Armory Fund, LLP, Sea Port Group Securities, The Seaport Group, Seaport V
Respondent Lawyers(s): Ronald G. Blum
Arbitrator(s): Kevin B. Naughten, Michele S. Riley, Robert Francis Littlejohn
Hearing Site: New York, NY
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| 13-02277 | 06/23/2014 | Claimant(s): Donald Wojnowski, John Tarpinian, Robert Ainbinder
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Hugh N. Fryer, Nino Armienti, Michele S. Riley
Hearing Site: New York, NY
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| 14-00234 | 06/16/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): David Levenstein
Respondent Lawyers(s): David Joseph Levenstein
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
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| 11-04353 | 12/02/2013 | Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Matthew Brust
Respondent Lawyers(s): Jordan D. Becker
Arbitrator(s): Henry Tiffany, Keith Roberts, Michele S. Riley
Hearing Site: New York, NY
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| 10-01994 | 12/30/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Michael Zenick
Respondent Lawyers(s): Michael David Schimek
Arbitrator(s): Gilbert F. Bach, Barry S. Jacobson, Michele S. Riley
Hearing Site: New York, NY
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| 09-04529 | 10/06/2010 | Claimant(s): Lazard Asset Management LLC, Lazard Asset Management Securities LLC
Claimant Lawyers(s): Jason C. Rubinstein
Respondent(s): Kris Haber
Respondent Lawyers(s): Alan R. Friedman
Arbitrator(s): Donald J. Zoeller, John B. Myers, Michele S. Riley
Hearing Site: New York, NY
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