| 19-00686 | 01/21/2020 | Claimant(s): Ronald Cameron
Claimant Lawyers(s): Richard T. Donovan
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): James Paul Beachboard, Scott T. Clavenna, Julie Marie Miller
Hearing Site: Little Rock, AR
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| 16-02540 | 02/20/2018 | Claimant(s): Charles Obryant
Claimant Lawyers(s): Mark A. Nebrig
Respondent(s): Stifel, Nicolaus & Companyorporated
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Wayne Parker, Robert G. Bannon, Christian Nathaniel Siewers
Hearing Site: Raleigh, NC
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| 12-03523 | 05/09/2014 | Claimant(s): Sean Horrigan
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Richard E. Lauziere, Jane C. Carney, William P. Borduin
Hearing Site: Baltimore, MD
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| 09-06845 | 03/23/2011 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shepherd D. Tate
Respondent(s): Michael Cain
Respondent Lawyers(s): Raymond L. Moss
Arbitrator(s): Judith Stilz Ogden, Robert L. Lestina, David Blair Sinyard
Hearing Site: Atlanta, GA
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| 05-04568 | 02/06/2008 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Shepherd D. Tate
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Eric Seiler
Arbitrator(s): Beverly S. Gordon, Russell W. Merriman, Marshal H. Emerson
Hearing Site: Tampa, FL
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| 07-00423 | 12/27/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Brian Laughlin, Stifel, Nicolaus & Co.., Dennis Laughlin, Eugene McCarthy, James Potter
Respondent Lawyers(s): Marc S. Dobin, Shepherd D. Tate
Arbitrator(s): Terry G. Cleaves, Susan Jefferbaum Beck, Cindy L. Anderson
Hearing Site: Orlando, FL
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