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FINRA Awards for Shepherd D. Tate

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0289703/31/2015Claimant(s): Tracy Gilbert
Claimant Lawyers(s): Tad McCraney
Respondent(s): Stifel, Nicolaus & Co.., Lanis Noble
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Susan F. Drogin, John J. Meyer, Douglas E. Miller
Hearing Site: Jackson, MS
Checkmark Icon$1,542,340
08-0002711/03/2009Claimant(s): Betty Strong, Genevieve Strong, Larry Porter, Rita Porter, William Strong, The Strong Company., Murray Claycomb and Jeanne Claycomb, The William A. Strong Family, LLP, The Strong Company. Profit Sharing, The Strong Company. Retirement Plan, Betty Jane Jones Char. Remainder UniTRT, Sarah Strong Guy Char. Remainder Trust, The William A. Strong GST Trust 11/19/97, The William A. Strong GST Trust II, William A. Strong, Jr. Trust, William Strong Charitable RemainUnitrust, William/Genevieve Strong Foundation TRT
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Patrice L. Stewart, Angelia J. Tolbert, Elton W. Chartrand
Hearing Site: Little Rock, AR
Checkmark Icon$0
08-0106809/14/2009Claimant(s): Joyce Wilfong
Claimant Lawyers(s): Jan D. Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Gloria J Liddell, Eugene R. Katz, Patricia Best Vital
Hearing Site: Memphis, TN
Checkmark Icon$108,648
07-0357004/09/2009Claimant(s): Jerome Woods, Jr. and Dana Woods
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Robert J Warner, Susan A. Mathews, J. Maxwell Williams
Hearing Site: Memphis, TN
Checkmark Icon$950,600
08-0003902/24/2009Claimant(s): James McCarver
Claimant Lawyers(s): Jeffrey A. Backman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): William F. Glaser, Marshall Felton Wright, Richard A. Rudolph
Hearing Site: Tampa, FL
Checkmark Icon$100,000

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