FINRA Awards for Mony Securities Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01339	12/27/2019	Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mony Securities Corporation Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA
18-04144	06/25/2019	Claimant(s): Richard Casolari Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Mony Securities Corporation Respondent Lawyers(s): Eileen Stassa Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL
18-03745	05/03/2019	Claimant(s): Paul Doak Claimant Lawyers(s): Nicholas J Dale Respondent(s): Cambridge Investment Research., Mony Securities Corporation Respondent Lawyers(s): Andrea Shafer, Annet K. Ebright Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA
17-01108	12/21/2017	Claimant(s): William Stafford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services., Mony Securities Corporation Respondent Lawyers(s): Bradley Fishman, Hector D. Geribon Arbitrator(s): Richard J. Stall Hearing Site: Las Vegas, NV
06-00650	12/13/2007	Claimant(s): Joseph Marciano, Michael Marciano Claimant Lawyers(s): Ethan Halberstadt Respondent(s): AXA Advisors, AXA Financial., MONY Holdings LLC, MONY Life Insurance Company, Mony Brokerage., Mony Securities Corporation, The Mony Group. Respondent Lawyers(s): Michael J. Glasheen Arbitrator(s): Mary Ann M. Melchiorre, Robert W. Ratti, Catherine S. Kopley Hearing Site: Philadelphia, PA