FINRA Awards for Jeffery D. Rodgers

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 20 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02909	08/05/2024	Claimant(s): Keith Wood Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL
23-01609	03/22/2024	Claimant(s): Dawne Ferland Claimant Lawyers(s): Louis H. Miron Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Barry Goldman, Kyle E Higgason, John G Banner Hearing Site: Cincinnati, OH
23-01469	01/31/2024	Claimant(s): Charles Landry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
23-01372	12/14/2023	Claimant(s): Sean Sill Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Robert G. Falbisaner Hearing Site: Boca Raton, FL
23-00414	11/16/2023	Claimant(s): Marc Kreisberger Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Randy R. Maher Hearing Site: Las Vegas, NV
22-01938	05/23/2023	Claimant(s): Henry Krich Claimant Lawyers(s): Craig Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers, Jr. Arbitrator(s): Steven N. Ainbinder, Will Murphy, Carl Joseph Domino Hearing Site: Boca Raton, FL
22-01232	04/20/2023	Claimant(s): Diogo Cavalcanti Claimant Lawyers(s): Zachary Morse Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL
22-01169	12/15/2022	Claimant(s): Justin Apakian Claimant Lawyers(s): Zachary Morse Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL
22-00768	11/29/2022	Claimant(s): Fernando Panizzutti Claimant Lawyers(s): Jonathan E Neuman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Christopher J. Klein, Ronald David Katz, Richard William Barry Hearing Site: Boca Raton, FL
21-02785	06/10/2022	Claimant(s): Christopher Sivley Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Mitchel Weiss Hearing Site: Jacksonville, FL