| 22-02272 | 10/11/2023 | Claimant(s): Patrick Hanratty
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
|  | Expungement |
| 22-02882 | 10/03/2023 | Claimant(s): Charla Duncan
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
| | Expungement |
| 22-00437 | 06/07/2023 | Claimant(s): Estate of Dolores Sarro
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Stuart K. Furman, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | Expungement |
| 22-00692 | 06/01/2023 | Claimant(s): Cheryl Weigel, Executrix
Claimant Lawyers(s): Michael P. Stanton
Respondent(s): Wells Fargo Clearing Services, Robert Cautilli
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Guillermo L. Bosch, Arnold Peter Borish, Annya Baskerville
Hearing Site: Philadelphia, PA
| | Expungement |
| 20-02360 | 07/05/2022 | Claimant(s): Alicia Barboza Urdaneta, Andreina Barboza Urdaneta, Neira Urdaneta De Barboza, Roberto Barboza Urdaneta
Claimant Lawyers(s): Andres Gamardo
Respondent(s): Wells Fargo Clearing Services, Jorge De Apodaca
Respondent Lawyers(s): Jeffery D. Rodgers, Michael Arias
Arbitrator(s): Michael Lau, Kevin A. Llinas, Richard S. Herman
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-00146 | 05/24/2022 | Claimant(s): Robert Rockefeller
Claimant Lawyers(s): Robert Rockefeller
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | $125 |
| 21-02253 | 03/04/2022 | Claimant(s): Almaz Tesfamariam
Claimant Lawyers(s): Almaz Tesfamariam
Respondent(s): John Lavalle, William Auriemma, Wells Fargo Clearing Services, Llc
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
| | $0 |
| 18-04033 | 11/17/2021 | Claimant(s): Aron Tessler, Naomi Tessler, Tessler Associates LLC, Aron & Ritchel Zichron Kdoshim Loan Fund
Claimant Lawyers(s): Seth Lipner
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Keely D. Parr, Paul C. Tang, Gerald M. Levine
Hearing Site: New York, NY
| | $0 |
| 21-01255 | 10/06/2021 | Claimant(s): Catherine Davis, Catherine C. Davis Trust
Claimant Lawyers(s): Catherine C. Davis
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
| | $43,296 |
| 21-01274 | 09/22/2021 | Claimant(s): Hailey Woolf ESA, Hailey Woolf UTMA, Walker Woolf ESA, Walker Woolf UTMA, Melissa Woolf Roth IRA, Melissa Woolf r/o IRA, Steven Woolf Roth IRA, Steven & Melissa Woolf Joint
Claimant Lawyers(s): Steven Woolf
Respondent(s): Ameriprise Financial Services., Wells Fargo Clearing Services, Jonathan Mirer, Michael Swinehart
Respondent Lawyers(s): Jeffery D. Rodgers, Sydney H. Crowder
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Charlotte, NC
| | $0 |
