21-00097 | 07/25/2022 | Claimant(s): Shawn Waked, Theresa Stone, Maestro Global Claimant Lawyers(s): Reagan D. Pratt Respondent(s): Raymond James Financial Services., Securities America., Jane Terry, Kathleen Kerr, Kirk Bell, Timothy Rivera Respondent Lawyers(s): Gregory M. Curley, Peter S. Fruin, Scott C. Matasar Arbitrator(s): Helen Marinak Blohm, Gene R Thornton, Jonathan H. Krotinger Hearing Site: Albuquerque, NM
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20-04058 | 08/23/2021 | Claimant(s): Thomas Chaney Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gene R Thornton, John J. Fitzpatrick, Mary Margaret Bush Hearing Site: Albuquerque, NM
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16-00846 | 08/12/2016 | Claimant(s): Christopher Warswick Claimant Lawyers(s): Molly J. Henry Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): James B. Eichberg, Gene R. Thornton, Francis Joseph Raucci Hearing Site: Salt Lake City, UT
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13-03228 | 02/06/2015 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Eric Raphan Respondent(s): Christopher Wilkinson Respondent Lawyers(s): Brennan H. Moss Arbitrator(s): Langdon T. Owen, Gene R. Thornton, A. O. Headman Hearing Site: Salt Lake City, UT
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08-02993 | 10/06/2009 | Claimant(s): Michael Pappas Claimant Lawyers(s): Marc F. Colin Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Ann Hensler Arbitrator(s): Gene R. Thornton, Marilyn R. Lewis, Michael A. Ruderman Hearing Site: Denver, CO
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