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FINRA Awards for Gene R. Thornton

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0447608/17/2012Claimant(s): Debra Korbelik, Robert Korbelik, Brian Joseph Korbelik 2000 Trust, Brian Joseph Korbelik 2007 Trust, Debra A. Korbelik Trust, Jason Kyle Korbelik 2000 Trust, Jason Kyle Korbelik 2007 Trust, Robert B. Korbelik Trust
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): David Barberis, Gregory Richardson, Melissa Corrado Harrison, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bruce W. Day, Tara A. LaClair
Arbitrator(s): Gene R. Thornton, Donald N. Tolin, David L. Erickson
Hearing Site: Denver, CO
Checkmark Icon$0
09-0393706/25/2010Claimant(s): Harry Salzman
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Florence Klein, American Classic Financial Company
Respondent Lawyers(s): Philip W. Bledsoe
Arbitrator(s): Malcolm T. Cleland, Gene R. Thornton, Luis D. Rovira
Hearing Site: Denver, CO
Checkmark Icon$103,500

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