FINRA Awards for Beverly Jo Slaughter

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Displaying 10 out of 11 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02705	01/10/2020	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Frank Wroblewski Respondent Lawyers(s): Frank Charles Wroblewski Arbitrator(s): Dora M. Lassinger Hearing Site: New York, NY
16-01969	01/17/2018	Claimant(s): Sean Fetterman Claimant Lawyers(s): Joshua A. Katz Respondent(s): Wells Fargo Advisors, FMSBonds. Respondent Lawyers(s): Beverly Jo Slaughter, Sydney A. Marks Arbitrator(s): Richard J. Kaplan, Linda M. Foster-Wells, Jay Eng Hearing Site: Boca Raton, FL
17-00845	08/09/2017	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Anthony Della Vecchia Respondent Lawyers(s): Anthony Della Vecchia Arbitrator(s): Cynthia A. DiMarco Hearing Site: New York, NY
15-03047	05/09/2016	Claimant(s): Michele Kief Claimant Lawyers(s): Kathy M. Klock Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): Herbert Branitsky Hearing Site: Boca Raton, FL
14-03385	08/17/2015	Claimant(s): Michele Kief Claimant Lawyers(s): Kathy M. Klock Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL
14-01232	02/06/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Respondent Lawyers(s): Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX
13-03186	12/30/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Robert Nagy Respondent Lawyers(s): W. Scott Turnbull Arbitrator(s): Kimberly A. Gilmour, John E. Sutton, Bernice Leah Stander Hearing Site: Boca Raton, FL
13-00842	10/04/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Joseph Carpenter Respondent Lawyers(s): Joseph Anthony Carpenter Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Tampa, FL
13-00840	08/12/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Richard Catanese Respondent Lawyers(s): Richard Catanese Arbitrator(s): Daniel J. McCarthy Hearing Site: Philadelphia, PA
12-04078	06/06/2013	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Richie Crockett Respondent Lawyers(s): Richie Layne Crockett Arbitrator(s): Amy L. Wachs Hearing Site: Phoenix, AZ