FINRA Awards for Fred N. Knopf

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-20 out of 21 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01572	03/11/2021	Claimant(s): Ronald Large Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY
20-01573	02/16/2021	Claimant(s): Tuan Phan Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Josian Antoine Hearing Site: New York, NY
20-00947	12/08/2020	Claimant(s): Daniel Fred Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
20-00016	07/15/2020	Claimant(s): Matthew Fleissner Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
19-01605	03/20/2020	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Chase Investment Services Corp. Respondent Lawyers(s): Fred N. Knopf, Thomas J. Cahill Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY
19-00879	12/13/2019	Claimant(s): Jay Shah Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
19-00130	11/13/2019	Claimant(s): Joseph Glodek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, William Scott & Co. L.L.C. Respondent Lawyers(s): Fred N. Knopf, Robert C. Hess Arbitrator(s): Veronica Ann Williams Hearing Site: Newark, NJ
19-00300	10/29/2019	Claimant(s): James Mariani Claimant Lawyers(s): Tosh D. Grebenik, Respondent(s): National Securities Corporation, First Montauk Securities Corp. Respondent Lawyers(s): Fred N. Knopf, Robert I. Rabinowitz Arbitrator(s): Arthur M. Handler Hearing Site: New York, NY
18-02579	02/08/2019	Claimant(s): Mark Goldwasser Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY
17-02932	06/15/2018	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh D Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY