23-02775 | 05/21/2024 | Claimant(s): James Shuttleworth Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Shannon M. Wheaton Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT
| | |
23-01339 | 01/08/2024 | Claimant(s): Brennan Mayfield Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Shannon M. Wheaton Arbitrator(s): David William Hickman Hearing Site: Seattle, WA
| | |
22-02606 | 11/08/2023 | Claimant(s): Travis Hansberger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Shannon M. Wheaton Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN
| | |
22-00284 | 12/13/2022 | Claimant(s): Gerhard Heuer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Independent Financial Group., Thrivent Investment Management Inc. Respondent Lawyers(s): Sarah J. Kreisman, Shannon M. Wheaton Arbitrator(s): Joseph L. Mangan, David William Hickman, Eric A LaBrant Hearing Site: Portland, OR
| | |
20-03079 | 08/17/2022 | Claimant(s): Andrew Hughes Claimant Lawyers(s): Sean M. Sweeney Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Lindsay Wuller Aggarwal Arbitrator(s): Susanne J. Hollander, Charles Kahn, Jennifer Bruzas Hearing Site: Milwaukee, WI
| | |
20-01330 | 03/25/2021 | Claimant(s): Gary Tangwall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Jeffrey A. Ziesman Arbitrator(s): David Steven Paull Hearing Site: Minneapolis, MN
| | |
20-01328 | 01/13/2021 | Claimant(s): Gary Tangwall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Jeffrey A. Ziesman Arbitrator(s): Leonard Arthur Nelson Hearing Site: Minneapolis, MN
| | |
19-03453 | 07/10/2020 | Claimant(s): Kevin Pentz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Lindsay Wuller Aggarwal Arbitrator(s): Daniel B. MacLeod Hearing Site: Seattle, WA
| | |
19-01500 | 12/30/2019 | Claimant(s): David Henry Claimant Lawyers(s): Stephan Louviere Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Tim Meehan Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL
| | |
19-00472 | 11/04/2019 | Claimant(s): Eric Vogen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC
| | |