FINRA Awards for Michael R. Greco

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Displaying 21-30 out of 31 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-00705	11/02/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Morgan Stanley Respondent Lawyers(s): Pat Folan Arbitrator(s): Cheryl Marie Allain-Mee, Ellen Joan Fenten, Robin Z. Mathes Hearing Site: Los Angeles, CA
15-01596	09/28/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Amilka Delgado Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): John P. Cullem, Mauricio Arcadier, Margaret R. Hoyt Hearing Site: Orlando, FL
15-02786	04/25/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Curtis Lamb Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): George J. Karlsven, Edward Allan Hindman, Paul A. Cash Hearing Site: Salt Lake City, UT
15-02189	12/14/2016	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Jimmy Gonzalez Respondent Lawyers(s): Jimmy Gonzalez Arbitrator(s): Christopher J. Klein, Lance A. Harke, Stewart L. Appelrouth Hearing Site: Miami, FL
13-00784	03/04/2015	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Connie Mack, Mark Blom, Richard Rosso Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): R. Lee Britton Jr., Carol Akers Klug, Steven Dale Smit Hearing Site: Houston, TX
12-02325	08/25/2014	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Morgan Stanley Respondent Lawyers(s): Jonathan C. Thau Arbitrator(s): Gary A. Hooker, James D. Murray, Robert Mallin Hirsch Hearing Site: San Francisco, CA
12-00954	03/21/2013	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Suzanne Chen, Golden State Advisors Respondent Lawyers(s): David H. Schwartz Arbitrator(s): Alvin L. Fishman, Dean J. Dietrich, John J. Fitzpatrick Hearing Site: San Francisco, CA
09-03578	11/30/2010	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Douglas Kuhlman Respondent Lawyers(s): Robert D. Kehoe Arbitrator(s): Mitchell B. Goldberg, Mark L. Ferris, Dieter Domanovic Hearing Site: Cleveland, OH
07-03283	10/15/2009	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Eric Dunavant Respondent Lawyers(s): Thomas K. Potter Arbitrator(s): Prince C. Chambliss, G. Phillip Shuler, Robert A. Wojcik Hearing Site: New Orleans, LA
08-00728	01/02/2009	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Amon Allahyari Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Alvin L. Fishman, Walter P. Hitchcock, Robert E. Thompson Hearing Site: San Francisco, CA