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FINRA Awards for Craig D. Stein

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Displaying 11-20 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0150302/12/2016Claimant(s): Joseph Shimko
Claimant Lawyers(s): Craig D. Stein
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart
Hearing Site: Boca Raton, FL
14-0179604/06/2015Claimant(s): Thomas Moran
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Elena G. Rodriguez, Robert J. Bender, Paul J. Burkhart
Hearing Site: Boca Raton, FL
14-0113602/18/2015Claimant(s): Daniel Head
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Reecie Stagnolia
Respondent Lawyers(s): August M. Iorio
Arbitrator(s): Joseph L. Bernstein, David P. Slater, Lucie L. Sabella
Hearing Site: Boca Raton, FL
Expungement
12-0397610/02/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Daniel Curkan
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Colleen Grace, Sharon Lee Chernin, Richard Kennard Hurley
Hearing Site: Tampa, FL
13-0254603/07/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Roy Kelsey
Respondent Lawyers(s): Roy Edward Kelsey
Arbitrator(s): Paul E. Flora
Hearing Site: Orlando, FL
13-0099309/20/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Mark Burnam
Respondent Lawyers(s): Mark T. Burnam
Arbitrator(s): Lawrence M. Green
Hearing Site: Boca Raton, FL
13-0125909/10/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Matthew Tarrance
Respondent Lawyers(s): Matthew A. Tarrance
Arbitrator(s): George K. Beardsley
Hearing Site: Tampa, FL
13-0082507/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Michael Clegg
Respondent Lawyers(s): Michael G. Clegg
Arbitrator(s): David P. Slater
Hearing Site: Orlando, FL
12-0399905/20/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Evaldo Guillama
Respondent Lawyers(s): Carlos H. Gamez
Arbitrator(s): Richard S. Zaifert, Kimberly A. Gilmour
Hearing Site: Miami, FL
11-0321901/18/2012Claimant(s): Thomas Moran
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Michael S. Hill
Hearing Site: Boca Raton, FL

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