| 20-03546 | 08/11/2021 | Claimant(s): James Segal
Claimant Lawyers(s): Michael P. Shaw
Respondent(s): Cambridge Investment Research.L Financial LLC
Respondent Lawyers(s): Richard H. Kuhlman, Sara B. Davis
Arbitrator(s): C Gregory Ellison, David L. Ruderman
Hearing Site: Baltimore, MD
| | |
| 20-02791 | 05/21/2021 | Claimant(s): Kathie Okun
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
| | |
| 20-01238 | 12/22/2020 | Claimant(s): Robert Langan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
| | |
| 20-00964 | 11/20/2020 | Claimant(s): Vladimir Greben
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
| | |
| 19-03093 | 08/17/2020 | Claimant(s): Gary Padussis
Claimant Lawyers(s): Michael P. Shaw
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Elisabeth Kratka, Gretchen Klebasko
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
| | |
| 18-04071 | 09/13/2019 | Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David L. Ruderman, Marian Smith Glenn, Joan M. Smith
Hearing Site: Baltimore, MD
| | |
| 17-00724 | 07/23/2018 | Claimant(s): Charles Laubach
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Stephanie Elliott, Talbot Albert, Chapin Davis.
Respondent Lawyers(s): Priscilla A. Donovan
Arbitrator(s): David L. Ruderman, John Leslie Coker, Debra Robina Curtis-Petties
Hearing Site: Baltimore, MD
| | |
| 08-03618 | 10/01/2009 | Claimant(s): Ameriprise Financial Services., Ameriprise Financial.
Claimant Lawyers(s): John L. Einstein
Respondent(s): Martin Smith
Respondent Lawyers(s): Musa L. Eubanks
Arbitrator(s): David L. Ruderman, Gregory R. Banasz, David Paul Clark
Hearing Site: Baltimore, MD
| | |
