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FINRA Awards for David L. Ruderman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0269211/25/2020Claimant(s): Susan Jakab
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): David L. Ruderman, John N. Greer, Roberto Rafael Pinero
Hearing Site: Baltimore, MD
Checkmark Icon$0
20-0057606/29/2020Claimant(s): Barbara Gordon, David Gordon
Claimant Lawyers(s): Barbara G. Gordon, David Gordon
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): David L. Ruderman
Hearing Site: Wilmington, DE
Checkmark Icon$213
18-0181209/21/2018Claimant(s): Amy Tartikoff Gitelman
Claimant Lawyers(s): Amy Tartikoff Gitelman
Respondent(s): Morgan Stanley, Mary Boyle
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
Checkmark Icon$213
15-0122501/06/2017Claimant(s): Paul & Beatrice Hessong
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Buda Yao, Costa Tzotzis, James Webb, Jeff Bodner, Michael Lovett, Cape Securities Inc.
Respondent Lawyers(s): Judy Newcomb
Arbitrator(s): David L. Ruderman, Jane Tam, Harold Craig Cohen
Hearing Site: Baltimore, MD
Checkmark Icon$0
06-0229412/07/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Peter K. and Amy M. Barrett
Respondent Lawyers(s): Peter K. Barrett
Arbitrator(s): Marshall Passman, David L. Ruderman, Kermit C. Zieg
Hearing Site: Washington, DC
Checkmark Icon$0

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